KNOW YOUR CLIENT (KYC) REQUIREMENTS
ATRIAFINANCIAL SA (PTY) LTD.
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KYC is a business principle within the Financial Intelligence Centre Act, 2001 (FICA) that encourages qualifying companies and entities to establish and verify the identity of their clients before or during the time they do business |
Details of the KYC information and documentation requirements are listed below, however please note that these are the minimum requirements and, in certain circumstances, additional information and/or documentation might be requested.
Please note that all documentation provided must be either:
If you have any queries on any of these requirements or are unable to provide the requisite documents, please contact our support teams on [email protected] or [email protected].
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Information required |
Documentation required |
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Full Name
Date of Birth
Country of Citizenship / Nationality
Gender
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●For South African residents:
Green bar-coded identity document or both sides of new identity card
●For foreign residents:
Valid passport
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Current Residential (Physical) Address * |
●Proof of Residence (POR) **
Recent documentary evidence of your residential address |
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SA Income Tax Registration Number |
●CRS form
https://submit.jotform.com/220194016094449
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Contact Details |
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* All address verification documents must:
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✔Be valid
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✔Reflect your name
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✔Reflect your current physical street address
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✔Be a clear scanned copy, electronic copy or a clear photograph of the original document
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Where proof of residence is in the name of:
**Accepted POR Types:
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Document Type |
Document issue date |
Validity Period |
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Bank statement/ correspondence |
Less than three months |
• Only acceptable from a bank operating from, or incorporated in, a Financial Action Task Force (FATF) member country |
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Utility bill |
Less than three months |
• Can include pre-paid and metering services |
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Expatriate declaration |
Less than three months |
• Letter on a company letterhead from the employer confirming employment, contract period (if not permanent) and address. Must be accompanied by a valid residency permit and/or work visa (template available, if required) |
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Insurance company contract or Letter |
Less than one year |
• Must be on the letterhead of the insurance company |
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Lease or rental agreement |
Must be in date |
• Must be signed by the client (tenant/lessee) and the landlord/lessor |
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Levy certificate issued by a body corporate, home owners association or managing agent |
Less than three months |
• Applicable for properties in sectional title, cluster or share-block developments |
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Mobile phone account or Telkom account |
Less than three months |
• Mobile phone accounts only from South African mobile phone companies (eg MTN, Vodaphone, etc) |
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Visitor’s (employee) declaration |
Less than six months |
• Standard template must be used and completed in full as well as signed and dated by the person conducting the site visit |
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Information required |
Documentation Required |
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Registered Name
Registration Number |
Certification of Incorporation (CM1) and Memorandum of Incorporation (CM2) and any other forms amending company information, as applicable (e.g. Certificate of change of name of company (CM9))
OR
Registration Certificate (COR14.3) and Memorandum of Incorporation (COR15.3) and any other forms amending company information, as applicable (e.g. Amendment of memorandum of incorporation (COR15.2))
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Registered Address
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Notice of Registered Office & Postal Address (CM22)
OR
Registration Certificate (COR14.3) or Notice of Change Of Registered Address (COR21), if applicable
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Trading/Operating Name (if different from registered name)
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Independent documentary evidence reflecting the Business / Trading Name
(e.g. letterhead, proof of address, business invoice)
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Operating Address (if different from registered address) |
Recent documentary evidence of the operating address (e.g. utility bill – for a complete list, see attached schedule)
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SA Income Tax & VAT Registration Numbers |
CRS form |
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Contact Details |
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NOTE: Documents issued by / lodged with CIPC/CIPRO must bear the stamp of the Registrar of Companies
In addition, the identity of the following parties that are “related to” the Company must be established and verified as follows:
(e.g. share certificate, shareholders register, letter from company secretary / auditor confirming shareholding)
Green, bar-coded identity document or both sides of new identity card
Valid passport
Green, bar-coded identity document or both sides of new identity card
Valid passport
(e.g. resolution, mandate or minutes)
Green, bar-coded identity document
Valid passport